News

Regulatory Update - MAS Imposes Composition Penalty of S$1 million on Bank J. Safra Sarasin Ltd Singapore Branch (April 2021)

> More

HK Regulatory Update - SFC Reprimands and GEO Securities (March 2021)

> More

Hong Kong Regulatory Update - New Guideline on Fit and Proper Criteria for Licensing of Money Lenders (January 2021)

> More

Singapore Regulatory Update: Court convicts individual for false trading and deception

> More

Hong Kong Regulatory Update - SFC Consultation on Book Building (March 2021)

> More

Singapore Regulatory Update - Amendments to PDPA (2021)

> More

Regulatory Update - SFC Reprimands and Fines Brilliance Asset Management (Feb 2021)

> More

ComplianceAsia Regulatory Newsletter - January 2021

Please find our January monthly regulatory newsletter here

> More

Singapore Regulatory Update - MAS Updates TRM Guidelines (Jan 2021)

> More