Japan

Japan

ComplianceAsia Consulting KK

Address :
2603 ARK Hills, Sengokuyama Mori Tower, 9-10 Roppongi 1-Chrome, Minato-ku,
Tokyo, 106-0032, Japan
Tel :
+813 6441 3099
Email :
Philippa.allen@iqeq.com
james.bailey@iqeq.com
manabu.nagano@iqeq.com

Japan

Whilst the Japanese financial system is generally stable and robust, accelerating digitalisation and an aging population calls for Japan to take the initiative to tackle the challenges of the drastically changing environment surrounding finance.

The Financial Services Agency ("JFSA") is a Japanese government agency and an integrated financial regulator responsible for overseeing banking, securities and exchange, as well as insurance sectors in order to ensure the stability of the financial system of Japan. The JFSA is also required to encourage financial institutions to develop new services that meet the needs of customers and to provide more efficient services by appropriately responding to the evolution of digitalisation in the financial world.

ComplianceAsia's compliance experts have experience in dealing with the JFSA as well as the Asian exchanges. We provide independent, unbiased advice on Asian financial industry legislation and regulations.

Our Service Capabilities in Japan

We are delighted to have established our fourth office, with the opening of ComplianceAsia Consulting KK in Tokyo in 2020.

ComplianceAsia Consulting KK can help you with:

Ongoing Compliance Support

Compliance Policies and Procedures

AML and KYC Assistance

Mock Inspections

Regulatory Research and Compliance Advice

Compliance Training

Cybersecurity Assessments

To see our service capabilities in other regions, click here.

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