Insights

CA Regulatory Update - MAS Reprimands AIA Financial Advisers Prudential and Two Aviva Entities (June 2021)

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CA Regulatory Update - SFC suspends Lun Sheung Nim for 7.2 months (June 2021)

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Hong Kong Regulatory Update - FSTB Published Consultation Conclusions on VASP Licensing Regime (June 2021)

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ComplianceAsia Regulatory Newsletter - May 2021

Please find our May monthly regulatory newsletter here

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Hong Kong Update - IA Takes First Disciplinary Action (May 2021)

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MAS circular on new reporting obligations of significant redemption, gating and suspension of funds (May 2021)

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ComplianceAsia Regulatory Update - SFC pushes Covid Vaccine for Risk Management (June 2021)

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ComplianceAsia Regulatory Update - Ewarton Misconduct Fine (May 2021)

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Regulatory Update on Terms of Greater Bay Area Wealth Connect Scheme (May 2021)

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