Internal Audit

Internal Audit

As part of the regulatory supervision of fund managers, the MAS expects the business activities of fund managers in Singapore to be subject to adequate internal audit either internally or by a third party service provider.

ComplianceAsia Internal Audit provides internal audit and independent compliance reviews, which include a documentary review and field work.

We have a small team to undertake internal audits for Singapore-based fund managers to meet the MAS requirements under the Securities and Futures Act.

ComplianceAsia can also undertake internal audits, mock inspections and process reviews for a variety of clients in Singapore.