United Kingdom

United Kingdom

ComplianceAsia (UK) Ltd

Address :
1 St. Andrew’s Hill, London EC4V 5BY
Tel :
+44 (0) 20 7213 0300

United Kingdom

In response to demand from clients based in Europe and the US for easier access to our Asian expertise, ComplianceAsia has opened its fifth international office in the heart of London. With this new office, ComplianceAsia will be able to provide on the ground assistance to UK and EU clients who are considering opening offices in the APAC region or who require time-zone friendly support in relation to their existing Asian offices particularly for clients who are now curtailed from making the usual business trips to Asia due to the ongoing limitation caused by COVID-19.

We provide full-service seamless support for firms who wish to establish an office in Asia, from the initial set up and assisting with your license applications to the relevant local regulators, to providing ongoing compliance support to satisfy compliance with the local regulators’ requirements.  We are the largest and most experienced specialist firm dealing with licensing issues and compliance support to financial industry clients.

Our regulatory change tracking service covers 19 countries in APAC and keeps our clients up to date with the latest legislative and regulatory changes and consultation papers affecting their businesses in Asia. In addition, we provide mock inspections and compliance healthchecks for financial industry firms across the APAC region, and our experienced AML Services team based in both Hong Kong and Singapore allows us to provide cost-effective solutions to companies of varying size to ensure they remain compliance with AML rules and regulations across all Asian jurisdictions and including support for fund managers with Cayman Islands funds.

Our London office also offers support to our existing Asian client base who have representative offices or staff in the UK or who are marketing or investing into European markets and need timely, language friendly information and support to ensure that their marketing or investment efforts remain complaint with UK and EU rules.

Main Contacts:

- Philippa Allen, CEO, philippa.allen@complianceasia.com

- Robert Lind, Senior Representative, UK and Europe, robert.lind@complianceasia.com