Wechatオフィシャルアカウント

規制更新

Singapore Regulatory Update – Environmental Risk Management Guidelines for Asset Managers in Singapore (October 2021)

> 詳細
Hong Kong Regulatory Update – Revised Financial Return Form Takes Effect on 1 January 2022 (October 2021)

> 詳細
ComplianceAsia Regulatory Update: Disclosure of Climate-related Risks for Fund Managers

> 詳細
Hong Kong Regulatory Update – SFC Fines UBS AG and UBS Securities Asia Limited $11.55 million for regulatory breaches (August 2021)

> 詳細
Singapore Regulatory Update - MAS Seeks to Enhance its Investigative Powers (August 2021)

> 詳細
CA Regulatory Update - MAS Reprimands AIA Financial Advisers Prudential and Two Aviva Entities (June 2021)

> 詳細
CA Regulatory Update - SFC suspends Lun Sheung Nim for 7.2 months (June 2021)

> 詳細
Hong Kong Regulatory Update - FSTB Published Consultation Conclusions on VASP Licensing Regime (June 2021)

> 詳細
Hong Kong Update - IA Takes First Disciplinary Action (May 2021)

> 詳細

<
1
2
3
4
5
6
7
8
9
10
>

Wechatオフィシャルアカウント