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Regulatory Updates
MAS circular on new reporting obligations of significant redemption, gating and suspension of funds (May 2021)
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ComplianceAsia Regulatory Update - SFC pushes Covid Vaccine for Risk Management (June 2021)
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ComplianceAsia Regulatory Update - Ewarton Misconduct Fine (May 2021)
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Regulatory Update on Terms of Greater Bay Area Wealth Connect Scheme (May 2021)
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ComplianceAsia Japan Update - Amendment of PSA (May 2021)
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CA Regulatory Update - Intertrust Cayman Fined Over USD5m
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Singapore Regulatory Update – MAS issues a Prohibition Order against Mr. Ahmadnawar Bin Abd Karim for Dishonest Conduct (May 2021)
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Regulatory Update - SFC Fines Optimas Capital Limited over Short Position Reporting Failures (Apr 2021)
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New Online Course: Guidelines on Individual Accountability and Conduct Singapore
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LATEST UPDATES
New CIMA Rules & Statements of Guidance to Take Effect in October 2023
SFC’s Conclusion on its Consultation on Amendments to the Enforcement Related Provisions of the Securities and Futures Ordinance
Vietnam Added to Financial Action Task Force Grey List
SFC Posts June 2023 Edition of the AML:CFT Guideline
OFAC: Taking Aim at the Enablers of Russian Sanctions Evaders
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